UI efa is recruiting a: Head of Compliance – Chief Compliance Officer
Manage day-to-day activities of the Compliance department and offer ongoing support to all departments on Compliance issues, especially concerning AML/KYC files related to EFA's Transfer Agency activity and to the onboarding of new investment vehicles to be serviced by UI efa
Supporting the RR (Responsible for the AML/CTF obligations) and the Management Board as part of their responsibilities
Update general Compliance policies and procedures as required by Luxembourg Law, more particularly concerning UI efa's AML/KYC framework and risk approach. Organize or perform regular trainings regarding such compliance areas
Perform and enhance the compliance framework monitoring, including second line of defence controls and thematic reviews
Be the Chairman of UI efa's internal "AML/KYC Committee"
Write regular reports on Compliance issues to the Management Board and the Supervisory Board
Liaise with the Audit, Compliance and Risk Committee composed by members of the Supervisory Board and the external auditor
Oversee and assist with new client relationships or new products from a compliance perspective
Encourage development of the compliance culture within the Company
Participate in projects to implement or improve information technology solutions for managing AML/KYC processes
Act as Responsible in charge of the control of compliance with AML/CTF professional obligations ( RC )
Act as Data Protection Officer
Report directly to the Member of the Management Board in charge of Compliance
You hold a University degree in law, finance or economics
You have at least 10 years of experience in the financial sector and more than 5 years in compliance, preferably in the financial sector in Luxembourg with an experience in leadership
You are an expert of current KYC and AML practices and have a thorough knowledge of the legal and regulatory environment applicable to a Luxembourg Central Administration (including EU/ CSSF rules and regulations) and its clients being regulated or non-regulated investment funds
You have the ability to set clear compliance strategy and direction, are results-oriented, but still aware of risk management aspects
You combine a large autonomy with the necessary attention to detail, have strong priority-management skills at both individual and team levels.
You are fluent in English, French and German will be considered an advantage
Friendly, international and goal-oriented working environment
Company Agreement, days' leave, Lunch Pass card, life and disability insurance, pension scheme, interest subsidies, a Sympass card, offices located close to the Luxembourg Central Station, etc.
Should you feel your profile suits the above description, please send your application letter and CV, quoting the position "2024/10-Legal" directly via the Monster Apply button. We are looking forward to your application : 12-02 of 14 December 2012 on anti-money laundering and the financing of terrorism, candidates concerned will be asked to produce a recent extract of their criminal record no later than their first day of employment. This document will be dealt with in accordance with the Law of 23 July 2016.As part of the recruitment process, EFA may collect and process candidates' personal data. This data will be stored for processing purposes for the period required by law. Candidates may assert their right to access, correct or delete their personal data in accordance with the applicable legal provisions, and in particular with the provisions of the General Data Protection Regulation (GDPR) (Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016) and in accordance with the Luxembourg Act of 2 August 2002 concerning the protection of individuals with regar...