Job Description
As a Senior Compliance Officer, you will play a crucial role in ensuring the organization's compliance with regulatory requirements. Your day-to-day tasks will include conducting risk assessments and implementing monitoring plans to identify potential risks. You will also be responsible for ensuring adherence to MIFID regulations and overseeing Omnibus accounts.
In addition, you will provide compliance guidance to the trading room on market activities and oversee governance frameworks to ensure regulatory alignment. You will collaborate with Belgian entities and liaise with regulatory bodies such as the BNB (Banque Nationale Belge).
Your analytical skills will be essential in monitoring AML/KYC processes and ensuring regulatory compliance. You will develop and execute remediation plans for regulatory and client file updates and maintain compliance dashboards and key risk indicators (KRI).
Finally, you will act as a point of contact for regulatory bodies and internal stakeholders, providing compliance training and guidance to internal teams.