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Compliance officer (mifid ii, market abuse)

Arlon
Michael Page
Publiée le 13 juin
Description de l'offre

Ce poste est basé au Luxembourg
* Shape the future of compliance in a leading financial a key role in regulatory projects and compliance monitoring.
À propos de notre clientOur client is a Luxembourg-based private bank specializing in private banking, wealth management, and investment funds. With operations in Luxembourg and London, they serve both corporate and private clients, offering tailored financial solutions.Description du poste-Stay updated on relevant legislation and analyze new regulations.

-Assist in identifying compliance risks and conduct gap analyses.

-Participate in projects implementing regulatory developments.

-Oversee MiFID, Market Abuse, and cross-border processes by performing compliance monitoring exercises.

-Conduct testing in coordination with relevant bank functions.

-Draft concise compliance monitoring memos.

-Manage alerts via the Bloomberg Transaction Cost Analysis system.

-Monitor staff activities and related tasks.

-Assist in preparing internal and external compliance reports.

-Liaise with internal and external parties on compliance matters.

-Draft and review policies and procedures for further assessment.

Profil recherché - University degree in business management, law, or equivalent.

-3-7 years experience in regulatory compliance within a bank or similar institution, with expertise in MiFID, Market Abuse, and cross-border regulations.

-Proficient in computer applications.

-Knowledgeable about European and Luxembourg financial laws and regulations.

-Detail-oriented with strong organizational, analytical, and logical abilities.

-Strong written and verbal communication skills in English; proficiency in French is a significant asset.

Conditions et Avantages -Opportunity to work in a dynamic financial environment.

-Engagement in diverse compliance projects.

-Professional growth within a supportive team.

Indiquer la référence de l'offre; JN

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