Context
Bank Degroof Petercam is a reference independent financial institution, serving private, institutional investors and organizations, based on a history dating back to 1871.
Headquartered in Brussels, we employ over 1 400 professionals through offices in Belgium, Luxemburg, France, The Netherlands
Our clients benefit from best in-class services through the unique combination of private banking, institutional asset management, investment banking (corporate finance and financial intermediation) and asset services. We manage assets of over 50 billion euro for private investors and families, corporates, public and corporate pension funds, insurance companies, governmental and non-profit organizations.
In order to realize our ambitious objectives, Bank Degroof Petercam is looking to reinforce its Compliance department with a MAR and Mifid organizational Compliance Advisor.
As member of the Compliance Department of the Bank, you will be part of a small and dynamic team dedicated to assist and monitor the activities of our Bank with regard mainly to the MAR and Mifid legal framework to be respected by the Bank.
Your position
Provide advice and information and issue recommendations to the Bank's business lines (Private Banking, Financial Markets and Corporate Finance) with respect to compliance issues related to the Market Abuse prevention and MiFID regulation, with a focus on the part related to the organizational measures (conflict of interest management, Inducements, Chinese walls, personal transactions,….).
Carry out Compliance risk assessments and monitoring in the various departments and define the measures to be taken in order to improve respect of compliance rules related to Market Abuse prevention and MiFID with a focus on the part related to the organizational measures (conflict of interests management, Inducements, Chinese walls, personal transactions,..) ;
Analyze the files and requests received from the Business lines and provide them with the compliance' opinion and recommendation with respect to the above-mentioned issues;
Provide compliance assistance to the Bank's business lines in relation to the implementation of new regulatory requirements in processes, development of specific services or launch of new products (product governance). You would be involved throughout the project, from the moment of compliance analysis until the actual implementation;
investigate incidentsand atypical cases
Provide training sessions in order to keep the Bank's staff informed about relevant regulatory developments related to your topics.
Your profile
Belgian Master in Law or Economics (with a good knowledge of the legal and compliance rules applying in the financial sector, in particular MiFID and MAR);
A specialization in Commercial/Corporate/Finance law would be an asset ;
3 to 5 years of professional experience gained in a law firm or an in-house role within a financial institution with a particular expertise in compliance and-or legal questions related to MiFID or MAR in general and to specific topics like organizational rules (conflict of interests, personal transactions, Chinese walls, commercial communication) will be an asset.
Fluent in Dutch, French and English;
Interested in financial instruments, investments, financial markets and corporate finance ;
Analytical thinker with sound business acumen, objectivity and accountability;
Ability of translating complex theoretical principles into pragmatic advice;
Excellent communication skills, both in drafting and orally as well as strong presentation skills;
Team player, ability to build good interpersonal relationships and like to work in close partnership with the people in the business.
Sense of humor is an asset
Able to work autonomously.
Our offer
For more than 150 years, Degroof Petercam has been a reference investment house. Entrepreneurship is our DNA, expertise is our fuel. You will become part of a company with highly skilled, talented and passionate experts that aim for nothing less than excellence. The impact of our work goes beyond profit by looking at business from a broader perspective, challenging those who want to intellectually. As a part of Indosuez Wealth Management and Crédit Agricole, we offer our people ongoing learning and development and mobility on an international scale.
In addition to our fascinating work environment, we also offer:
A broad offer of learning & development programs including a Degroof Petercam Academy for both professional and personal goals.
An attractive and market conform compensation package
Flexible working hours & teleworking
An Employee Social Engagement Program
Access to the same Private Banking Expertise as our clients
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Finance and Sales
Industries
Financial Services, Banking, and Investment Banking