About the Job:
Job Description
The Transfer Agency Senior Analyst is responsible for overseeing daily processing tasks, managing priorities, and resolving complex queries to ensure timely completion and adherence to high-quality standards.
This includes conducting thorough AML/KYC analysis, reviewing Fircosoft Hits, and participating in internal and group projects to drive implementation of process changes and updates.
Key Responsibilities
* AML/KYC Analysis: Conduct thorough investor account opening and periodic reviews to ensure full compliance with local regulations and internal policies.
* Process Monitoring: Oversee and manage daily processing tasks to ensure timely completion and adherence to high-quality standards.
* Work Prioritization: Organize and manage outstanding work effectively using priority settings.
* Query Resolution: Respond to complex client or internal queries to ensure resolution within established Service Level Agreements (SLAs).
* Process Improvement: Actively contribute to the enhancement of AML and Registration processes to optimize efficiency and compliance.
* Regulatory Screening: Review and analyze Fircosoft Hits to ensure proper resolution in line with established procedures.
* Audit Support: Manage document delivery and provide support in response to external audit requests.
* Project Involvement: Participate in internal and group projects to drive implementation of process changes and updates.