Senior compliance Officer Your Day-to-Day
* Conduct compliance risk assessments and implement monitoring plans
* Ensure adherence to MIFID regulations and oversee Omnibus accounts
* Support the trading room by providing compliance guidance on market activities
* Oversee governance frameworks and ensure regulatory alignment
* Collaborate with Belgian entities and liaise with the BNB (Banque Nationale Belge)
* Monitor AML/KYC processes and ensure regulatory compliance
* Develop and execute remediation plans for regulatory and client file updates
* Maintain compliance dashboards and key risk indicators (KRI)
* Act as a point of contact for regulatory bodies and internal stakeholders
* Provide compliance training and guidance to internal teams
Your Profile
* Strong experience in compliance, preferably within a wealth management or PSF environment
* In-depth knowledge of MIFID, AML/KYC regulations, and trading room operations
* Familiarity with governance structures and regulatory requirements in Belgium and Luxembourg
* Strong analytical skills and ability to manage compliance risks proactively
* Fluency in English; French is a plus but not mandatory