Compliance Manager Role
The position of Compliance Manager is a key role within a premier European investment firm, offering a dynamic and challenging work environment. As a Compliance Manager, you will be responsible for leading compliance initiatives in a regulatory excellence framework.
About the Job
The Compliance Manager will be responsible for ensuring compliance with relevant regulations, including AIFMD, MiFID II, AML/CTF, and others. This involves developing and maintaining compliance monitoring plans and policies, overseeing regulatory reporting, and liaising with regulatory bodies.
Responsibilities
* Regulatory Compliance: Ensure compliance with AIFMD, MiFID II, AML/CTF, and other relevant regulations.
* Compliance Monitoring: Develop and maintain compliance monitoring plans and policies.
* Regulatory Reporting: Oversee regulatory reporting and liaise with regulatory bodies.
* Internal Audits: Conduct internal audits and implement recommendations.
* Training and Guidance: Provide training and guidance to internal teams on compliance matters.
* Risk Management: Collaborate with legal, finance, and operations teams to manage compliance risks.
Requirements
* Experience: Extensive experience in compliance within investment firms or regulatory bodies.
* Knowledge: In-depth knowledge of European financial regulations.
* Skillset: Strong analytical and problem-solving skills, excellent communication and interpersonal abilities.
* Language: Proficiency in English; additional languages are advantageous.
Benefits
* Salary and Bonuses: Competitive salary and performance-based bonuses.
* Benefits Package: Comprehensive benefits package, including health insurance and pension plans.
* Opportunity: Opportunity to drive change and see results.
* Culture: Collaborative and inclusive work environment.